Internal Controls Management

Internal Controls Management

Integrated and effective: aligning control requirements across obligations and frameworks, optimizing resources and costs for assessments, and increasing understanding of operational maturity.

Internal Controls Management

Implementation of a robust, intentional, and measured internal control framework operationalizes the organization’s policy expectations and regulatory/contractual obligations. Our approach to aligning control requirements across obligations and frameworks allows for both leverage and efficiencies within the control model, reducing costs for assessment and monitoring, and increasing understanding of control requirements.

Asureti helps organizations meet compliance obligations for global regulatory requirements and for contractual agreements with customers. Implementation, training, and monitoring of control effectiveness is key for success.

Content accelerators for internal control implementation are available across the following example control areas:

  • Enterprise architecture & systems structures
  • Operational information security
  • Vulnerability assessments
  • Physical security
  • Identity and access controls
  • Cryptography / encryption (in transit and at rest)
  • Change management processes
  • Data management and protection processes
  • Training & user awareness
  • Organizational reporting and monitoring processes
  • Endpoint and asset management
  • Privacy obligations and operations
  • Third party risk functions

Policy Management

Asureti helps clients with policy management through the entire policy lifecycle. This includes design of the policy management framework, creation of policy index or taxonomy, drafting of policy content, or review of current policy documents for alignment with frameworks and regulatory standards.

Our Policy templates can also provide accelerators for policy content.  Examples include:

  • Data Classification Policy
  • Data Retention Policy
  • Privacy Policy & Privacy Notice
  • Information Security Policies

Findings Management

Assessments, client reviews, and control testing will identify gaps between expected operational or technical components and what is actually in place. Utilizing a consistent approach, including standardized ranking and rating structures, allows management to make informed decisions about risk management and align resources for the most important organizational needs.

A comprehensive findings management program:

  • Establishes standard processes and centralized repositories of issues.
  • Promotes transparency and accountability of program activities.
  • Enables proactive monitoring and follow-up.
  • Promotes reporting flexibility: aggregate or by entity or operational unit.

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